TSI SECURITIES TRAINING
Build your securities knowledge. Prepare for the SIE and Series 6.
Independent, online exam preparation for people entering the securities industry and professionals building toward a representative registration path.
The SIE is open to anyone age 18 or older. The Series 6 registration path requires the SIE corequisite and applicable firm sponsorship. Course completion does not authorize securities business.
SIE Exam Prep
$199.95
- 70 days of online access
- 20 focused chapters
- Chapter quizzes and two full assessments
Series 6 Exam Prep
$199.95
- 70 days of online access
- 18 visual lessons and 17 quizzes
- 50-question practice and final assessments
YOUR EXAM PATH
Start with the exam that matches your next step.
SIE and Series 6 Exam Prep are available today. Additional Series courses remain in development and are not yet for sale.
Securities Industry Essentials Exam Prep
Build foundational knowledge of securities products, markets, regulation, prohibited practices, and customer protection.
The SIE is open to anyone age 18 or older. Association with a firm is not required to take the exam.
View SIE courseInvestment Company and Variable Contracts Products Representative
Preparation for the limited representative path covering investment company and variable contract products.
The registration path includes the SIE corequisite and applicable firm sponsorship requirements.
View Series 6 courseGeneral Securities Representative
Broad preparation for general securities representative functions, products, recommendations, accounts, and transactions.
The registration path includes the SIE corequisite and applicable firm sponsorship requirements.
No release date announcedUniform Securities Agent State Law
State-law preparation for broker-dealer representatives, including registration and ethical-practice requirements.
Passing an exam does not replace state registration or other applicable requirements.
No release date announcedUniform Investment Adviser Law
Preparation for investment adviser representative law, regulation, ethics, economics, and investment concepts.
State registration requirements continue to control authority to conduct investment adviser business.
No release date announcedUniform Combined State Law
Combined state-law preparation for broker-dealer agent and investment adviser representative pathways.
A valid Series 7 is also required for registration based on the Series 66.
No release date announcedBUILT FOR ACTIVE STUDY
What is included with TSI securities exam preparation
Complete visual lessons
Sequenced teaching decks and study material cover the tested outline for the selected examination.
Frequent knowledge checks
Lesson quizzes help identify weak areas before learners move into the cumulative assessments.
Practice and final exams
Distinct cumulative assessments provide structured review and detailed answer feedback.
Study on your schedule
Use 70 days of online access through the same TSI student account and course platform.
A CLEAR STARTING POINT
From first study session to exam day
Purchase through TSI National, open the course from your account, follow the lessons in order, and use the assessments to focus your remaining study time.
- 1Enroll onlineUse the existing secure TSI checkout.
- 2Open My CoursesAccess your securities exam-prep course from your TSI account.
- 3Study and assessComplete lessons, quizzes, and full assessments.
COMMON QUESTIONS
Before you enroll
Do I need a sponsoring firm to take the SIE?
No. FINRA permits anyone age 18 or older to take the SIE without association with a firm.
Does passing the SIE make me registered?
No. Passing the SIE alone does not qualify a person for registration or authorize securities business. Applicable qualification exams, firm association, registration, and state requirements still apply.
What does the Series 6 registration path require?
The SIE is a corequisite. A FINRA member or other applicable SRO member firm must sponsor the representative-level Series 6 examination. Passing an exam does not replace registration or other applicable requirements.
How long can I access a TSI securities course?
The current SIE and Series 6 Exam Prep products each include 70 days of online course access.
Which securities courses are available now?
SIE and Series 6 Exam Prep are available for purchase. Series 7, Series 63, Series 65, and Series 66 remain future course paths with no announced release date.
Does TSI guarantee that I will pass?
No. TSI provides independent exam preparation and study tools, but does not guarantee an exam result.
Where do I access the course after purchase?
Sign in to TSI National and open My Courses using the same customer account used at checkout.
TRAINING A TEAM?
Ask about group enrollment and learner support.
Employers and financial-services teams can contact TSI about SIE and Series 6 onboarding or future Series training needs.
TSI National is an independent exam-preparation provider. TSI is not FINRA, NASAA, a broker-dealer, or an investment adviser. Course completion does not confer registration, authority to transact securities business, or a guaranteed passing result.